Details for What Separates the Best CCOs from the Rest?
NameWhat Separates the Best CCOs from the Rest?
DescriptionThe passage of the Dodd-Frank Act in July 2010, along with regulators’ increased emphasis on risk management, is heightening the importance of having the right person in the chief compliance officer role.
Red flags should go up if the investment advisor and the fund board have anything but full confidence in the CCO’s ability to carry out compliance responsibilities in today’s more stringent regulatory landscape. All signs indicate that demand for skilled CCOs will only continue to increase.
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Created On: 10/31/2011 19:47
Maintained byEditor
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Last updated on 10/31/2011 19:48
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