Details for How Mutual Fund Boards Should Take CARE of their CCOs
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NameHow Mutual Fund Boards Should Take CARE of their CCOs
Description     The role of a mutual fund’s Chief Compliance Officer was partially devised to assist the board in the execution of their duties. Principle among them is to ensure that the Fund complies with the Securities Laws. In many ways the CCO is the eyes and ears of the fund directors. And in return, the fund board has an obligation to guide, monitor and support their CCO.
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Created On: 10/12/2010 10:44
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Last updated on 10/12/2010 10:45
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