Details for Top Issues for Today's CCO
NameTop Issues for Today's CCO
DescriptionAfter five full years of existence the responsibilities of the Fund CCO need reexamining. Of course, Rule 38a-1 of the Investment Company Act specifies that the CCO shall ensure that the Fund complies with all of the Securities Laws, but the practical problems associated with being accountable to the fund board, building an annual compliance plan, setting priorities, securing resources, and taking corrective action, have all changed since October 2004. This Bulletin will examine some of the professional and personal issues facing today’s CCO.
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Filetypepdf (Mime Type: application/pdf)
Created On: 12/10/2009 01:35
Maintained byEditor
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Last updated on 01/14/2010 09:44
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